Establish, maintain, and monitor a compliance framework to ensure ADGM and FSRA regulatory compliance including MIR, GEN, COBS, PRU, and AML Rulebook
Review policies, procedures, controls, and governance arrangements for regulatory alignment and compliance culture
Act as principal point of contact with FSRA for compliance matters and lead regulatory audit responses
Prepare and submit regulatory returns, notifications, and periodic reports required by the regulator
Serve as an FSRA-approved Controlled Function under GEN 5.4.1 with personal liability for regulatory breaches
Qualifications
10 years of experience in regulatory and compliance roles within financial markets, cryptocurrency exchanges, and stock exchanges
Strong knowledge of risk and compliance frameworks with experience working alongside regulators
Technical expertise in surveillance tools and related technologies
Role signal brief
The role, at a glance
Extracted from the source posting · 85% confidence
Senior regulatory compliance role for Binance's ADGM entity in Abu Dhabi, requiring FSRA approval as a Controlled Function. Candidate must establish and monitor compliance frameworks under multiple ADGM/FSRA regulations with direct regulatory engagement.
What you need
10 years of experience in regulatory and compliance roles within financial markets, cryptocurrency exchanges, and stock exchanges
Strong knowledge of risk and compliance frameworks with experience working alongside regulators
Technical expertise in surveillance tools and related technologies
What you will own
Establish, maintain, and monitor a compliance framework to ensure ADGM and FSRA regulatory compliance including MIR, GEN, COBS, PRU, and AML Rulebook
Review policies, procedures, controls, and governance arrangements for regulatory alignment and compliance culture
Act as principal point of contact with FSRA for compliance matters and lead regulatory audit responses
Prepare and submit regulatory returns, notifications, and periodic reports required by the regulator
Serve as an FSRA-approved Controlled Function under GEN 5.4.1 with personal liability for regulatory breaches
Binance is a leading global blockchain ecosystem behind the world’s largest cryptocurrency exchange by trading volume and registered users. We are trusted by 300+ million people in 100+ countries for our industry-leading security, user fund transparency, trading engine speed, deep liquidity, and an unmatched portfolio of digital-asset products. Binance offerings range from trading and finance to education, research, payments, institutional services, Web3 features, and more. We leverage the power of digital assets and blockchain to build an inclusive financial ecosystem to advance the freedom of money and improve financial access for people around the world.
Responsibilities
Establish, maintain, and monitor a compliance framework to ensure that the firm meets all applicable ADGM and FSRA regulations, including those under MIR, GEN, COBS, PRU, and the AML Rulebook.
Review and advise on policies, procedures, controls, and governance arrangements to ensure regulatory alignment and support a culture of compliance across the firm.
Act as the principal point of contact with the FSRA for all compliance-related matters and lead the firm’s response to regulatory audits, RFIs, and inspections.
Prepare and submit all necessary regulatory returns, notifications, and periodic reports as required under the rules and/or by the regulator.
This is a Controlled Function that must be approved by the FSRA under GEN 5.4.1.
The Deputy CO must be independent of business lines, have sufficient authority, resources, and direct access to senior management and the board.
The individual must meet the fit and proper requirements under GEN 5.5.1 and has personal liability for regulatory breaches in their areas of responsibility.
Requirements
10 years of experience in regulatory and compliance roles within financial markets, cryptocurrency exchanges, and stock exchanges.
Strong knowledge of risk and compliance frameworks, with experience working alongside regulators. Familiarity with FSRA rules is a plus.
Technical expertise in surveillance tools and related technologies.
Additional
Why Binance• Shape the future with the world’s leading blockchain ecosystem• Collaborate with world-class talent in a user-centric global organization with a flat structure• Tackle unique, fast-paced projects with autonomy in an innovative environment• Thrive in a results-driven workplace with opportunities for career growth and continuous learning• Competitive salary and company benefits• Work-from-home arrangement (the arrangement may vary depending on the work nature of the business team) Binance is committed to being an equal opportunity employer. We believe that having a diverse workforce is fundamental to our success.By submitting a job application, you confirm that you have read and agree to our Candidate Privacy Notice.
