Responsibilities
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Development and management of Mexico' compliance policies and processes.
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Ensure ongoing monitoring and reporting.
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Coordinating various foreign regulatory filings.
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Focusing on internal compliance policy review, including ongoing assessments, assisting with compliance review, internal audit reviews and ongoing or ad hoc reviews.
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Assisting in the development of training materials.
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Providing statistics on monitoring completion as needed.
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Making recommendations for enhancing the firm’s systems, controls and processes.
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Managing monitoring registers and other records necessary to evidence efforts.
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Assisting with maintaining overall compliance with the requirements and obligations prescribed by Mexico's Financial Intelligence Unit, authorities and other relevant authorities.
Requirements
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Proven interest and/or experience in the fintech sector.
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Minimum of 10 years experience in a risk, fraud, compliance, AML or regulatory function, experience working with any regulated financial services business in legal or compliance roles preferred.
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Professional certification in compliance risk management.
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Ability to work independently in a fast-paced, global organization maintaining close contact with relevant teams across multiple locations.
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Excellent problem solving skills and ability to provide useful and efficient counsel.
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Good understanding in performing risk assessments, periodic/trigger reviews and enhanced due diligence.
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Proficiency in compliance applications and programmes.
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To carry out the necessary studies to ensure compliance with the regulations issued and to provide necessary communication and coordination with FIU.
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Proactive, diligent team player.
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Native Spanish and fluent English is a must.