Ensure adequacy and adherence to daily business controls to meet obligations, including regulatory, AML, reporting, compliance risk, and conduct risk policy;
Participate in internal, external, and regulator's AML audits or Requests for Information (RFIs);
Review Processes: Review Customer Risk Rating (CRR), Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), and client - Refresh processes in line with Spanish requirements;
Review the outsourcing framework and enhance the design of supervision of outsourced functions, including KYC/KYB/transaction monitoring;
Ensure delivery of appropriate management information to corporate bodies and control functions, such as Internal Audit and Risk Management;
Draft reports and log incidents of policy and regulatory breaches, enhancing transparency and mitigation efforts;
Enhance the current record-keeping system following Spanish requirements, maintaining integrity and accuracy of data;
Review the Transaction Monitoring system and propose amendments if needed, ensuring its efficiency and effectiveness;
Implement appropriate second line testing activities to verify compliance and assess the robustness of systems;
Manage the local compliance framework and ensure governance across all related business units, promoting a culture of compliance across the organization;
